Our associates:

Mark R. Perry is Senior Vice President of Brokerage Operations at Winslow, Evans & Crocker. His fifteen-plus years of industry experience include a strong knowledge of operations and compliance with a focus on providing outstanding client service. Mark leads a team responsible for supporting clients and representatives, and ensuring seamless back office operations.

He also serves as the firm’s Anti-Money Laundering Officer where he directs the company’s efforts to protect clients and representatives from fraudulent activity, and is responsible for ongoing staff education.

Prior to joining Winslow, Mark worked as a compliance specialist and managed a proprietary mutual fund trading group at American Express Financial Advisors.

Credentials and Professional Background

• Earned Bachelor of Science in Marketing degree from Bentley University and an Associates degree in Business Management from the University of Maine
• FINRA General Securities Principal (Series 6, 7, 24, 63, 65, 99)
• Active member of the Association of Certified Anti-Money Laundering Specialists – ACAMS®
• Frequent contributor to the development of FINRA’s industry continuing education materials
• Volunteer facilitator for Talk Time, a conversation class for English language learners