Legal notices

 

Information for Foreign Investors 
The services and products described on this web site are intended to be made available only to persons in the United States, and the information on this web site is only for such persons. Nothing on this web site shall be considered a solicitation to buy or an offer to sell a security to any person in any jurisdiction where such offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction. Persons outside of the United States may contact us for more information about the product and services available to them by going to our overseas investors area.

Trade Orders
Winslow, Evans and Crocker cannot and will not take trade orders via e-mail.  The phone number for Winslow, Evans and Crocker Trade Desk  is (617) 896-3524.

Business Continuity Plan Disclosure Statement

Data Security Sample Letter

MSRB Rule book
MSRB investor brochure and other important educational materials are posted on MSRB website www.msrb.org. Such materials describe protections that may be provided under MSRB rules and how to file a complaint with the appropriate regulatory authority.

Code of Ethics

NetXInvestor™ App – Winslow’s Terms of Use